NISM Investment Advisor Level 1 Workbook

About NISM Investment Advisor Level 1 Workbook:

The book covers all important topics to enhance the quality of investment advisory and related services in the financial services industry. It covers topics related to the basics of investment advisory, steps in the advisory process, making and implementation of a financial plan and evaluation of different products.

This course teaches financial planning as an approach to investing, insurance, retirement planning and an aid for advisers to develop long term relationships with their clients. The book also discusses the concept of Income tax, Wealth tax and legalities of Estate planning in personal finance, and regulatory aspects underlying advisory.

This NISM Investment Advisor Level 1 workbook has been developed to assist candidates in preparing for the National Institute of Securities Markets, NISM Level 1 Certification Examination for Investment Advisers.

NISM Series XA Investment Advisor Level 1 Certification Examination along with the NISM Series XB: Investment Advisor Level 2 Certification Examination seeks to create a common minimum knowledge benchmark for all associated persons registered as an investment adviser and partners and representatives of investment advisers under SEBI (Investment Advisers) Regulations, 2013 and offering investment advisory services.

This book aims to create a common minimum knowledge benchmark for all associated persons registered as an investment adviser and partners and representatives of investment advisers under SEBI (Investment Advisers) Regulations, 2013 and offering investment advisory services.

The key features of this book are as follows:

This book covers all important topics to enhance the quality of investment advisory and related services in the financial services industry. It covers topics related to the following:

• This book covers all important topics to enhance the quality of investment advisory and related services in the financial services industry. It covers topics related to the following:
  • [Know the Basics] of the following:
    • Personal Financial Planning
    • Time Value of Money
    • Evaluating Financial Position of Clients
    • Debt Management & Loans
  • [Understand the Indian Markets] for Finance and Securities segments.
  • [Get Oriented to Different Investment Products] such as:
    • Equity
    • Debt
    • Derivatives
    • Managed Portfolios such as mutual funds, portfolio management services and alternative investment funds
  • [Knowledge] about the portfolio construction, performance monitoring and evaluation
  • [Understand] about the operational aspects of investment management, key regulations, ethical issues of investment advisers and grievance redressal system

Coverage of this book includes:

• The Present Publication is the July 2021 workbook version, published exclusively by Taxmann for NISM Certification Examination X-A | Investment Adviser (Level 1), with the following contents:
  • Personal Financial Planning
    • Introduction to Personal Financial Planning
    • Time Value of Money
    • Evaluating the Financial Position of Clients
    • Debt Management and Loans
  • Indian Financial Markets
    • Introduction to the Indian Financial Markets
    • Securities Market Segments
  • Investment Products
    • Introduction to Investment
    • Investing in Stocks
    • Investing in Fixed Income Securities
    • Understanding Derivatives
  • Investment through Managed Portfolios
    • Mutual Funds
    • Portfolio Manager
    • Overview of Alternative Investment Funds (AIFs)
  • Portfolio Construction, Performance Monitoring and Evaluation
    • Introduction to Modern Portfolio Theory
    • Portfolio Construction Process
    • Portfolio Performance Measurement and Evaluation
  • Operations, Regulatory Environment, Compliance and Ethics
    • Operational Aspect of Investment Management
    • Key Regulations
    • Ethical Issues
    • Grievance Redressal Mechanism

All the above topics are thoroughly covered in the NISM Investment Advisor Level 1 Workbook (NISM Series XA Investment Advisor Workbook). Order Now.

Or, if you wish to download a soft copy of the NISM Investment Advisor Level 1 Workbook, please visit our NISM Workbooks section. Free Download NISM Investment Advisor Level 1 Workbook PDF

About NISM Certifications:

NISM is a leading provider of high-end professional education, certifications, training and research in financial markets. NISM Certification programs aim to enhance the quality and standards of professionals employees in various segments of financial services sector.

NISM’s School of Certification of Intermediaries (SCI) develops and conducts certification examinations and Continuous Professional Education (CPE) programs that aim to ensure that professional meet the defined minimum common knowledge benchmark for various critical market functions like:

• Mutual Funds
• Equities
• Derivatives
• Securities Operations
• Compliance
• Research Analysis
• Investment Advice

These Certifications and CPE Programs are being developed and administered by NISM as mandated under ‘Securities and Exchange Board of India (Certification of Associated Persons in the Securities Market) Regulations, 2007’.

The Certifications creates quality market professionals and catalyzes greater investor participating in the markets. Certifications also provides structured career paths to students and job aspirants in the securities market.

For more details about NISM Certifications, visit the official NISM website.

Order Now! Buy NISM Series XA Investment Adviser Level 1 Workbook now and get guaranteed delivery in 72 hours*

Publication Details:

*Guaranteed 72 hrs delivery is available only in major cities in India.

To Buy Now, click the “Add to Cart” button above.