About NISM Series VII Exam
The NISM Series VII : Securities Operations and Risk Management Certification Examination is a moderately difficult certification examinations of NISM. This certification is required to become a back-office / operations professional in a stock broking firm or securities market related organization.
NISM Series VII SORM exam is a mandatory certification required to be obtained prior to working in the specified segment. This NISM VII examination is conducted by NISM in more than 150 cities in India and thousands of people take this NISM Exam.
About NISM Series VII Mock Test Free
Since the NISM Series VII – Securities Operations and Risk Managment is a difficult examination to pass in the first attempt for most of the exam takers, PrepCafe assists candidates interested in obtaining the certification by providing NISM Series VII Mock Test Free – Securities Operations and Risk Management in the form of NISM Series VII: Securities Operations and Risk Management Certification Examination Mock Test Series as well as Premium Quality Paid NISM Mock Test at just Rs. 399/-.
PrepCafe’s Premium NISM Mock Test for Securities Operations and Risk Management consists of premium quality, real-like NISM Question Bank which helps in assessing your exam preparation, get exam exposure, obtain nism practice questions and thereby pass NISM exam easily with flying colors.
This NISM Series VII Securities Operations and Risk Management Certification Examination Mock Test or NISM SORM Mock Test consists of 20 questions which need to be attempted in 20 minutes. If you like this free NISM Mock Tests, you would like to consider our Paid NISM Securities Operations and Risk Management Mock Test @Rs. 399/- consisting of NISM Series VII Model Test Papers.
- This is a Free NISM Mock Test of NISM Series VII : Securities Operations and Risk Management Certification Examination.
- This mock test has 20 questions of 1 marks each.
- You are alloted 120 minutes for this mock test. There is no negative marking in this mock test. However, please note that actual examination has 25% negative marking per question.
- The passing score on the examination is 50%
- This mock examination is only to give the candidates an experience of NISM testing system.
- Please note that passing this mock test would not make you eligible for claiming a certificate for NISM Series VII : Securities Operations and Risk Management Certification Examination
All the best for your examination!
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1. Question1 point(s)
The clearing corporation gives instructions regarding funds by pay-in time to ___________.CorrectIncorrect
2. Question1 point(s)
Settlement of shares and funds on BSE is done on T+__ day.CorrectIncorrect
3. Question1 point(s)
Money market is a _______-term marketCorrectIncorrect
4. Question1 point(s)
A contract note is __________________________.CorrectIncorrect
5. Question1 point(s)
IGRC is the acronym for ___________CorrectIncorrect
6. Question1 point(s)
ASBA is the acronym for________________.CorrectIncorrect
7. Question1 point(s)
Stock brokers need to get registered as stock brokers with SEBI as per which regulation?CorrectIncorrect
8. Question1 point(s)
The authorization of running account can be signed by the power of attorney holder.CorrectIncorrect
9. Question1 point(s)
Which of the following entity provide details of all trade entered in to on a particular day to the clearing house/corporationCorrectIncorrect
10. Question1 point(s)
The broker has to keep records of _____________CorrectIncorrect
11. Question1 point(s)
A stock broker necessarily tracks ______ position for all his clients.CorrectIncorrect
12. Question1 point(s)
Which of the following accounts are used for transferring securities from pool accounts to clearing agencyCorrectIncorrect
13. Question1 point(s)
The Seller transfers his securities to DP throughCorrectIncorrect
14. Question1 point(s)
Registered clients of broker are recognised by ________CorrectIncorrect
15. Question1 point(s)
The critical components of risk management In the Equities and Derivatives segment isCorrectIncorrect
16. Question1 point(s)
The Delivery Instruction for demat account has to be signed byCorrectIncorrect
17. Question1 point(s)
Modification of mutual fund order does not permitsCorrectIncorrect
18. Question1 point(s)
Documentation for opening of trading accounts are prescribed byCorrectIncorrect
19. Question1 point(s)
Which of the following entities access securities markets for raising capitalCorrectIncorrect
20. Question1 point(s)
which of the following SEBI Regulations prescribes criteria for becoming a trading member on stock exchangesCorrectIncorrect
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