• Version October 2019
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• File Size 3.06 MB
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• Create Date August 12, 2020
• Last Updated January 25, 2023

NISM Series VI Depository Operations Workbook Free PDF Download

This workbook has been developed to assist candidates in preparing for the National Institute of Securities Markets (NISM) Certification Examination for Depository Operations. NISM Series VI: Depository Operations Certification Examination seeks to create a common minimum knowledge benchmark for associated persons engaged or employed by a registered depository participant in (a) dealing or interacting with clients; (b) dealing with securities of clients; (c) handling redressal of investor grievances; (d) internal control or risk management; (e) activities having a bearing on operational risk; (f) maintenance of books and records pertaining to the above activities. The book covers the various functions of depositories and their depository participants, the regulatory framework under which the depository system functions in India.

Edition: October 2019

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