• Version July 2019
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• File Size 1.57 MB
• File Count 1
• Create Date August 12, 2020
• Last Updated June 14, 2021

NISM Series IIIB Issuers Compliance Workbook Free PDF Download

This NISM Series IIIB Issuers Compliance Workbook has been developed to assist candidates in preparing for the National Institute of Securities Markets (NISM) Issuers Compliance Certification Examination. NISM Series IIIB : Issuers Compliance Certification Examination seeks to create a common minimum knowledge benchmark for Compliance Officers of listed companies and also companies which are proposed to be listed on the stock exchanges.

The book covers the role and responsibilities of a Compliance officer of a listed company; discusses the various avenues for raising funds from the Indian and global market and the various compliance requirements for the same and discusses laws and regulations that need to be adhered to by a public company with respect to issues, corporate actions, and day to day compliance requirements and the penalties for non‐compliance.

This official workbook for NISM Series IIIB Issuers Compliance Certification Examination can be downloaded free of cost. Please login to download.

Edition : July 2019

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