NSE NCFM Capital Markets Dealers Module Mock Test Free
Dear Candidate,
- This is a Mock Examination of NCFM Capital Markets Dealers Module Certification Examination.
- This mock test has 20 questions of 1 marks each.
- You are alloted 105 minutes for this mock test. There is no negative marking in this mock test. However, please note that actual examination has 25% negative marking per question.
- The passing score on the examination is 50%
- This mock examination is only to give the candidates an experience of NISM testing system.
- Please note that passing this mock test would not make you eligible for claiming a certificate for NCFM Capital Markets Dealers Module
All the Best for the Examination!
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- Question 1 of 20
1. Question
1 point(s)Trade verification can be done by the trading member for-
CorrectIncorrect - Question 2 of 20
2. Question
1 point(s)The clearing account maintainded at any empanelled clearing bank by the clearing member is to be used exclusively for setting funds and other obligation including payments of margin and penel charges. Is the statement correct?
CorrectIncorrect - Question 3 of 20
3. Question
1 point(s)Penalty points are charged to members for _______________.
CorrectIncorrect - Question 4 of 20
4. Question
1 point(s)For limited
CorrectIncorrect - Question 5 of 20
5. Question
1 point(s)The NSCCL interposes itself as a central counterparty between the counterparty to trades and nets the positions so that a member has security wise net obligation to receive or delivery a security and has to either pay or receive funds. True or false?
CorrectIncorrect - Question 6 of 20
6. Question
1 point(s)What does 'SPD' indicate as a message code in 'Full message window' in the NEAT system?
CorrectIncorrect - Question 7 of 20
7. Question
1 point(s)In case the security having corporate actions all cases of short delivery of cum transactions, which cannot be auctioned on cum basis would be________.
CorrectIncorrect - Question 8 of 20
8. Question
1 point(s)The x25 address check is done by the system to check user ids are not used interchangeably from any other location apart from the specified location is the statement TRUE?
CorrectIncorrect - Question 9 of 20
9. Question
1 point(s)Ask' means the
CorrectIncorrect - Question 10 of 20
10. Question
1 point(s)The mark to market margin on security which has not been traded on a particular day is calculated at-
CorrectIncorrect - Question 11 of 20
11. Question
1 point(s)In case of shortfall in margin payable by a trading member-
CorrectIncorrect - Question 12 of 20
12. Question
1 point(s)What is the net outstanding position on which VaR margin will be charged if no proprietary trading is done and the details of client trading are: one client buys 700 units @ 250 and sells 300 units @ 252. The second client buys 550 units @ 345 and sells 250 units @ 270.
CorrectIncorrect - Question 13 of 20
13. Question
1 point(s)In the NEAT system, the password set by the user should contain minimum_____and maximum_________characters.
CorrectIncorrect - Question 14 of 20
14. Question
1 point(s)In the NEAT system, the best price for a buy order is the________price and for a sell order, it is the__________price.
CorrectIncorrect - Question 15 of 20
15. Question
1 point(s)Stocks which have traded less than _______of the days for the previous six months are illquid securities.
CorrectIncorrect - Question 16 of 20
16. Question
1 point(s)The________________applies to SEBI for the trading member registration.
CorrectIncorrect - Question 17 of 20
17. Question
1 point(s)If the combined quantity of one or more matching orders on the opposite side of the regular lot book is______the quantity of active order, the active order is completely traded.
CorrectIncorrect - Question 18 of 20
18. Question
1 point(s)An active order with disclosed condition tries to maximise the quantity as possible regardless of the disclosed quantity- Is the statement true?
CorrectIncorrect - Question 19 of 20
19. Question
1 point(s)A__________shall be issued to a client within 24 hours of the execution of the contract duly signed by the trading member.
CorrectIncorrect - Question 20 of 20
20. Question
1 point(s)"Negotiated trade" order entry can be carried out by selecting_____________in the book type field.
CorrectIncorrect