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You have scored above 50% which is above the passing marks required for this examination.
However, please note that negative marking of 25% is not factored in your score.
Trade verification can be done by the trading member for-
The clearing account maintainded at any empanelled clearing bank by the clearing member is to be used exclusively for setting funds and other obligation including payments of margin and penel charges. Is the statement correct?
Penalty points are charged to members for _______________.
For limited
The NSCCL interposes itself as a central counterparty between the counterparty to trades and nets the positions so that a member has security wise net obligation to receive or delivery a security and has to either pay or receive funds. True or false?
What does 'SPD' indicate as a message code in 'Full message window' in the NEAT system?
In case the security having corporate actions all cases of short delivery of cum transactions, which cannot be auctioned on cum basis would be________.
The x25 address check is done by the system to check user ids are not used interchangeably from any other location apart from the specified location is the statement TRUE?
Ask' means the
The mark to market margin on security which has not been traded on a particular day is calculated at-
In case of shortfall in margin payable by a trading member-
What is the net outstanding position on which VaR margin will be charged if no proprietary trading is done and the details of client trading are: one client buys 700 units @ 250 and sells 300 units @ 252. The second client buys 550 units @ 345 and sells 250 units @ 270.
In the NEAT system, the password set by the user should contain minimum_____and maximum_________characters.
In the NEAT system, the best price for a buy order is the________price and for a sell order, it is the__________price.
Stocks which have traded less than _______of the days for the previous six months are illquid securities.
The________________applies to SEBI for the trading member registration.
If the combined quantity of one or more matching orders on the opposite side of the regular lot book is______the quantity of active order, the active order is completely traded.
An active order with disclosed condition tries to maximise the quantity as possible regardless of the disclosed quantity- Is the statement true?
A__________shall be issued to a client within 24 hours of the execution of the contract duly signed by the trading member.
"Negotiated trade" order entry can be carried out by selecting_____________in the book type field.