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NISM-Series-XIV-Internal-Auditors-for-Stock-Brokers-Workbook-Study-Material

NISM Internal Auditors For Stock Brokers Workbook

Availability: In Stock

Rs. 330.00
Rs. 313.50
The book covers the various operations of stock brokers, regulatory framework under which the stock brokers perform their various activities and various compliance and reporting requirements from audit perspective.

This workbook has been developed to assist candidates in preparing for the National Institute of Securities Markets (NISM) Certification Examination for Internal Auditors for Stock Brokers. NISM-Series-XIV: Internal Auditors for Stock Brokers Certification Examination seeks to create a common minimum knowledge benchmark for Independent Chartered Accountants, Company Secretaries and Management Accountants, who carry out Internal Audit of the Operations of Stock Brokers/Clearing Members.

The book covers the various operations of stock brokers, regulatory framework under which the stock brokers perform their various activities and various compliance and reporting requirements from audit perspective.


Edition: 2019 Edition
Date of Publication: December 2018
No. of Pages: 320
Weight (Kgs) : 0.385
ISBN: 9789388983273

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